We see compliance as more than a requirement,
it is our client’s competitive leverage.
We deliver essential resources and expertise necessary to fortify our clients’ proprietary compliance capabilities
We offer project and on-call services in a customized, timely and cost efficient manner
We provide sustainable means to address regulatory and reputational risk inherent in client business models
SEC mock audit. HRL reviews all primary compliance documentation for congruence with the deployed business model and to ascertain compliance.
We offer comport365®, a proprietary web-based tool that simplifies and documents the compliance risk management process
Your compliance partner, one and done!
- Investment advisers
- Hedge fund advisers
- Private equity fund advisers
- Exempt reporting advisers
We believe that every day is “game on” in the
compliance business
Client benefits
- Effectively comply with federal securities statutes
- Gain access to fresh and objective expertise, work products, and solutions
- Work only with seasoned principals
- Receive timely and affordable risk management expertise and services
- Save time and money
- Leverage comport365®, a valuable web-based compliance tool