We see compliance as more than a requirement,
it is our client’s competitive leverage.
We deliver essential resources and expertise necessary to fortify our clients’ proprietary compliance capabilities
We offer project and on-call services in a customized, timely and cost efficient manner
We provide sustainable means to address regulatory and reputational risk inherent in client business models
With a highly respected service partner, we offer cyber security and IT risk assessments
We offer comport365®, a proprietary web-based tool that simplifies and documents the compliance risk management process
Your compliance partner, one and done!
- Investment advisers
- Hedge fund advisers
- Private equity fund advisers
- Exempt reporting advisers
We believe that every day is “game on” in the
compliance business
Client benefits
- Effectively comply with federal securities statutes
- Gain access to fresh and objective expertise, work products, and solutions
- Work only with seasoned principals
- Receive timely and affordable risk management expertise and services
- Save time and money
- Access comport365®, a valuable web-based compliance tool: login here