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April 2020

Form CRS: Risk Alert and New FAQs

By | Uncategorized

Please note that this newsletter addresses only investment adviser requirements. See the last page of this newsletter for helpful Form CRS resources available to advisers and broker-dealers.


Despite the industry’s hopes for a delay in the implementation of Form CRS (Form ADV Part 3 Customer Relationship Summary) requirements, the SEC is moving forward with its original timeframe. 

In fact, the IARD system is ready to accept investment advisers’ Form CRS today.

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